Advocacy Platform |
CTHFA’s Platform
-Adoption of the SEC’s “relying adviser” approach – which would allow an investment adviser with a separate fund general partner entity to not have to register both the investment adviser and general partner entities. -CT investment adviser registration: Implementation of 5 client de minimus exemption for investment advisers with regulatory AUM of less than $25 million (to match the same registration exemption in NY).
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3/15/2019Greenwich Economic Forum 2019!
The upcoming calendar is currently empty.